R01 Financial Services, Regulation & Ethics
R01 Financial Services, Regulation and Ethics forms part of the Diploma in Regulated Financial Planning. The objective of this learning programme is to develop your knowledge and understanding of the financial services industry including regulation, legislation and the Code of Ethics.
Course Overview
Forms part of |
The Diploma in Regulated Financial Planning |
Credit awarded |
20 |
Exam Information |
2 hours – Multiple choice |
Exam Content |
100 questions. 87 standard format consisting of one correct answer. 13 multiple-response with more than one correct answerPlease note this is a 4 week course and we recommend you study each module week to week, the full learning programme is released to you upon purchase. This allows you to learn at your own pace. |
Pass Mark |
In the region of 65% |

Course Price: £129.00 + VAT
Access Duration: 6 months
How to Purchase
Order online via our secure platform. Pay via Credit/Debit card and receive instant access to your course! We accept the following cards:

Programme Details
Everything you need for exam success in one place
Exam guidance
Pre-study knowledge tests
Structured, weekly learning
Timed tests from hundreds of questions
End of module exam with instant feedback
Technical video content throughout
Weekly tests to consolidate knowledge
Tracks learning progress
Revisit content at any time
Re-sit exam multiple times
Flexible to suit your learning needs
‘Ask the instructor’ messaging system
Tracks learning progress throughout
24-hour access to our learning platform
Interactive e-learning throughout
Downloadable workbooks
Reasons to use us
Here’s what our students had to say…

Unlimited Access

Exam Guides

Model Answer Assignments

Structured Learning

Timed Testing

6000+ Exam Questions

CPD Accredited
